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William David Hatton

Pgim Investments LLC

Newark, NJ

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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-04-14
  • NJ RA
    APPROVED
    Since 2004-04-14

Branch Locations

100 Mulberry Street, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments,Llc Newark NJ 02/2004 Present
Prudential Investment Management Services Llc Newark NJ 02/2004 Present
  • 02/2004 → Present
    Pgim Investments,Llc
    Newark, NJ
  • 02/2004 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
Previous Registrations
  • 2002-09-06 → 2004-01-29
    Quick & Reilly, Inc.
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-15
S63 Uniform Securities Agent State Law Examination 1994-07-18
  • S65 Uniform Investment Adviser Law Examination
    2002-04-15
  • S63 Uniform Securities Agent State Law Examination
    1994-07-18

View on SEC IAPD

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