Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

1800 Route 34 Bldg 2 Ste 201, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Resource Group Wall NJ 10/1979 Present
Securian Financial Services, Inc. St Paul MN 10/1986 08/2023
Minnesota Life St Paul MN 10/1979 08/2023
Mid Atlantic Benefit Strategies Wall NJ 10/2002 Present
Jo Jo Players Neptune NJ 01/1996 07/2017
Cetera Wealth Services, Llc Wall NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
1800 Equity Llc Wall NJ 03/2024 Present
  • 10/1979 → Present
    Mid Atlantic Resource Group
    Wall, NJ
  • 10/1986 → 08/2023
    Securian Financial Services, Inc.
    St Paul, MN
  • 10/1979 → 08/2023
    Minnesota Life
    St Paul, MN
  • 10/2002 → Present
    Mid Atlantic Benefit Strategies
    Wall, NJ
  • 01/1996 → 07/2017
    Jo Jo Players
    Neptune, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Wall, NJ
  • 08/2023 → Present
    Schaumburg, IL
  • 03/2024 → Present
    1800 Equity Llc
    Wall, NJ
Previous Registrations
  • 2002-06-21 → 2023-08-10
    Securian Financial Services, Inc.
    Neptune, NJ
    Wall, NJ
    St. Paul, MN
Other Businesses

1)MARG FIXED INSURANCE POSITION: Partner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 10/01/2002 ADDRESS: , Wall NJ , United States DESCRIPTION: Partner 2) MARG FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: , Wall NJ , United States DESCRIPTION: Member 3) MID ATLANTIC RCOURCE GROUP SOUTH LLC POSITION: Officer NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2004 ADDRESS: , Wall NJ , United States DESCRIPTION: Officer 4) MID MONMOUTH FINANCIAL CONCEPTS POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/1975 ADDRESS: , Wall NJ , United States DESCRIPTION: Owner 5) MONMOUTH MUSEUM BOARD OF TRUSTEES POSITION: Director NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 3 START DATE: 10/18/2019 ADDRESS: , Lincraft NJ , United States DESCRIPTION: Director 6) MID ATLANTIC BENEFITS STRATEGIES POSITION: Partner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1990 ADDRESS: 1800 Route 34, Bldg 2 Suite 201, Wall NJ 07719, United States DESCRIPTION: Employee benefit firm providing health care and ancillary benefits to employers and employees. Management of this division reports to me as CEO of the entire entity,Mid Atlantic Resource Group, llc 7) MID ATLANTIC RESOURCE GROUP CPE CLUB POSITION: Advisory Board NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2023 ADDRESS: 1800 Route 34, Building Two, Suite 201 NJ 07719, United States DESCRIPTION: The CPE Club will provide CPE credits to CPAs offering various subject matter pertinent to accounting practices. 8) NAME OF OTHER BUSINESS: MID ATLANTIC RESOURCE GROUP, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/1987; POSITION/TITLE/RELATIONSHIP: CEO/MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: 1800 EQUITY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY - NO DUTIES; 10. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2026; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 11. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 04/2026; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.& ASHAR GROUP;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-19
S63 Uniform Securities Agent State Law Examination 1985-06-25
  • S65 Uniform Investment Adviser Law Examination
    1996-12-19
  • S63 Uniform Securities Agent State Law Examination
    1985-06-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wall, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor