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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
  • TX RA
    APPROVED
    Since 2026-07-08

Branch Locations

3535 Forest Ln, Dallas, TX 75234 • United States

5801 Marvin D Love Freeway, Dallas, TX 75237 • United States

1520 N Cockrell Hill Rd, Dallas, TX 75211 • United States

39703 Lbj Fwy, Dallas, TX 75237 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Arlington TX 10/2014 09/2017
Veritex Community Bank Arlington TX 10/2014 09/2017
Comerica Securities, Inc. Dallas TX 10/2017 11/2023
Ameriprise Financial Services, Llc Dallas TX 11/2023 07/2026
Wells Fargo Clearing Services, Llc Fort Worth TX 07/2026 Present
Previous Registrations
  • 2023-11-03 → 2026-07-17
    Dallas, TX
    Arlington, TX
  • 2017-10-05 → 2023-11-03
    Comerica Securities
    Dallas, TX
    Dallas, TX
  • 2014-10-28 → 2017-10-10
    Arlington, TX
    San Diego, CA
    Arlington, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Irving, TX
    Frisco, TX
    Dallas, TX
    Plano, TX
    Dallas, TX
    Garland, TX
    Lucas, TX
  • 2015-10-29 → 2016-03-22
    Arlington, TX
  • 2011-08-12 → 2014-10-31
    Arlington, TX
    Plano, TX
    Arlington, TX
  • 2010-05-11 → 2011-09-02
    Arlington, TX
    Dallas, TX
    Arlington, TX
  • 2010-04-07 → 2010-05-18
    St Johns Wealth Management
    Dallas, TX
  • 2009-06-24 → 2010-03-12
    Bbva Compass Investment Solutions, Inc
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2008-01-03 → 2008-03-04
    Msi Financial Services, Inc.
    Dallas, TX
  • 2007-05-21 → 2007-10-23
    Chase Investment Services Corp.
    Dallas, TX
  • 2006-12-12 → 2007-04-23
    Dallas, TX
Other Businesses

Car Imports; i am importing classic cars from Europe, Mainly Germany.; 602 Atlee Ct, , Arlington, TX, 76006; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2006-12-11
Other Names
  • Michael Vatter

View on SEC IAPD

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