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Edward Gerard Peck

Ubs Financial Services Inc.

Birmingham, MI

Waterford, MI

CRD 1256760

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-12-19
MI RA APPROVED 2015-07-29
  • VA RA
    APPROVED
    Since 2022-12-19
  • MI RA
    APPROVED
    Since 2015-07-29

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Waterford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Troy MI 07/2015 Present
  • 07/2015 → Present
    Ubs
    Troy, MI
Previous Registrations
Other Businesses

METRO DETROIT ADS / 48 W HURON ST PONTIAC,MI / NO/ PUBLICLY TRADED / USD / NO / NO / /8/21/04 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-20
S63 Uniform Securities Agent State Law Examination 1986-06-02
  • S65 Uniform Investment Adviser Law Examination
    1996-08-20
  • S63 Uniform Securities Agent State Law Examination
    1986-06-02

View on SEC IAPD

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