John Hanenburg

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-10-09
AZ	RA	APPROVED	2011-06-22

TX RA
APPROVED_RES

Since 2013-10-09
AZ RA
APPROVED

Since 2011-06-22

Branch Locations

14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Phoenix	AZ	06/2011	Present

06/2011 → Present

Stifel Nicolaus & Co Inc

Phoenix, AZ

Previous Registrations

2009-06-01 → 2011-06-28

Morgan Stanley

Scottsdale, AZ
2003-09-08 → 2009-06-01

Citigroup Global Markets Inc.

Scottsdale, AZ

Other Businesses

1. ARIZONA CHRISTIAN EDUCATION ENDOWMENT FOUNDATION; PO BOX 32902 PHOENIX AZ 85064; CHRISTIAN SCHOOL ENDOWMENT FOUNDATION COMMITTEE; BOARD MEMBER; HELPS THEM WITH INVESTMENT CHOICES AT 2 MEETINGS PER YEAR; AFFILIATION STARTED 10/13/2016; 5 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-18
S63	Uniform Securities Agent State Law Examination	1984-04-18

S65 Uniform Investment Adviser Law Examination

1996-06-18
S63 Uniform Securities Agent State Law Examination

1984-04-18

Other Names

John Hanenburg
John Hanenburg Iii

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