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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-09 |
| PA | RA | APPROVED | 2016-09-06 |
| TX | RA | APPROVED_RES | 2016-09-06 |
Branch Locations
92 Lancaster Avenue Suite 205, Devon, PA 19333 • United States
Naples, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | Devon | PA | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-25 |
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