Timothy Buchanan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Bci Wealth & Asset Management
  Jacksonville, FL
• 09/2014 → 01/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2019 → 07/2025
  Next Financial Group Inc
  Jacksonville, FL
• 07/2025 → Present
  Lpl Financial Llc
  Jacksonville, FL

Previous Registrations

• 2019-03-25 → 2025-07-10
  Next Financial Group, Inc.
  Jacksonville, FL
  Houston, TX
  Jacksonville, FL
• 2004-11-19 → 2019-05-31
  Bci Wealth & Asset Management
  Jacksonville, FL
• 2014-09-18 → 2019-01-31
  Cetera Wealth Services, Llc
  Jacksonville, FL
  El Segundo, CA
  Jacksonville, FL
• 2004-05-25 → 2014-09-17
  Fsc Securities Corporation
  Jacksonville, FL
• 1994-03-09 → 2004-05-10
  Ubs Financial Services Inc.
  Jacksonville, FL

Other Businesses

1- 07/2025 - BCI Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 05/11/2015 - 0 hours per month/ during trading 2- 07/2025 - Timothy Buchanan - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/06/1984 - 3 hours per month/ during trading 3- 07/2025 - BCI Wealth & Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/11/2015 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-24
• S63 Uniform Securities Agent State Law Examination
  1984-08-01