Richard James Graff

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-04
KY	RA	APPROVED	2026-02-13

FL RA
APPROVED

Since 2026-03-04
KY RA
APPROVED

Since 2026-02-13

Branch Locations

8709 Hunters Green Dr Ste 102, Tampa, FL 33647 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed/Stifel Independent Advisors, Llc	Florence	KY	03/2006	02/2026
Edward Jones	St. Louis	MO	02/2026	Present

03/2006 → 02/2026

Self Employed/Stifel Independent Advisors, Llc

Florence, KY
02/2026 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2006-03-13 → 2026-03-06

Stifel Independent Advisors, Llc

Florence, KY

Wesley Chapel, FL
2002-07-19 → 2006-03-13

Stifel, Nicolaus & Company, Incorporated

Cincinnati, OH

Blue Ash, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-26
S63	Uniform Securities Agent State Law Examination	1984-05-30

S65 Uniform Investment Adviser Law Examination

2006-01-26
S63 Uniform Securities Agent State Law Examination

1984-05-30

View on SEC IAPD

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