Brian Thomas Fenelon

Current Employers

Employment History

• 02/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ridgeland, MS
• 02/2014 → Present
  Bank Of America, N.A.
  Ridgeland, MS

Previous Registrations

• 2009-06-01 → 2014-02-26
  Morgan Stanley
  St Paul, MN
  Jackson, MS
• 1998-11-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Jackson, MS
  Jackson, MS

Other Businesses

I*133263 For profit or not for profit: Non-Profit Organization Name of outside business organization: Mississippi Museum of Art Investment related: N Address of business: Jackson, Mississippi 39201 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 9/30/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Board of trustees member. participate in board meetings and other committee meetings. promote the MMA. *70458 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PADAMAWAKK, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: JACKSON, MISSISSIPPI 39236 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 3/14/2003 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INDIVIDUAL MEMBER MANAGER LLC FOR PERSONAL INVESTING I*92799 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, SOUTH DAKOTA 37206 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY I*106018 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DELTA WILDLIFE FORESTRY, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: GREENWOOD, MISSISSIPPI 38930 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 12/25/1985 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FOREST LAND/TIMBER. NO RESPONSIBILITIES. I*120436 For profit or not for profit: For-Profit Organization Name of outside business organization: fenelon holdings company, llc Investment related: N Address of business: jackson, Mississippi 39236 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 12/28/2018 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: i created an llc to hold property for liability protection purposes. I already had disclosed the property separately in AIM and was approved. I*70198 For profit or not for profit: For-Profit Organization Name of outside business organization: Rockin B music publishing Investment related: N Address of business: jackson, Mississippi 39236 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 3/2/2009 Number of hours devoted: 25 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Personal LLC for investment only in music catalogues.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-01
• S63 Uniform Securities Agent State Law Examination
  1984-04-19