Robert S Thompson

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Lake Forest, IL
• 11/2016 → 09/2019
  Wells Fargo Clearing Services, Llc
  Lake Forest, IL
• 11/2019 → Present
  Raymond James & Associates, Inc.
  Chicago, IL
• 12/2021 → Present
  Raymond James & Associates, Inc.
  Boynton Beach, FL

Previous Registrations

• 2006-04-07 → 2019-11-21
  Wells Fargo Clearing Services, Llc
  Lake Forest, IL
  Lake Forest, IL
  Chicago, IL
  Chicago, IL
• 2001-04-09 → 2006-04-10
  Morgan Stanley Dw Inc.
  Winnetka, IL

Other Businesses

Name of Business : Franciscan Province of the SH Address: Evanston, IL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Advisor Investment Related:Yes Start Date: 11/18/2019 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Review of outside money managers and asset allocation guidance

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-23
• S63 Uniform Securities Agent State Law Examination
  1984-05-01

Other Names

• Rob Thompson
• Rob Thompson
• Robert Schwenn Thompson
• Robert Schwenn Thompson