Best Investors
Account
Sign in
Best Investors
Account
Sign in
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Securities | Glenview | IL | 07/2012 | Present |
2. JERRY LUDWIG CONSULTING, INVESTMENT RELATED, PO BOX 3268, COLLEGE STATION, TX, 77802, SECURITIES ARBITRATION -EXPERT WITNESS, CONSULTANT, 37623, 5 TO 10 HOURS A MONTH HOURS A MONTH, 0 DURING TRADING HOURS, WRITE EXPERT OPINIONS FOR SECURITIES ARBITRATION CLAIMS, EXPERT WITNESS. 3. INDEPENDENT BROKERS GROUP, INVESTMENT RELATED, 1716 BRIARCREST DRIVE, BRYAN, TX 77802, CONDUCT BROKERAGE BUSINESS THRU REGAL SECURITIES, INSURANCE... ANNUITIES, INDEPENDENT BROKER, 34977, 5 TO 10 HOURS A MONTH HOURS A MONTH, 0 DURING TRADING HOURS, INDEPENDENT STOCK BROKER...INDEPENDENT CONTRACTOR 4. CBI LP, NOT INVESTMENT RELATED, 1817 LAKE AVE, KNOXVILLE, TN, 37916, BAR & GRILL, LIMITED PARTNER, 35065, 0 HOURS A MONTH, 0 DURING TRADING HOURS, NONE 5. RATSO RIZZO INC, NOT INVESTMENT RELATED, 148 W MOUNTAIN AVE, FT COLLINS, CO 80524, BAR & GRILL, PASSIVE SHAREHOLDER, 35431, <1 HOURS A MONTH HOURS A MONTH, 0 DURING TRADING HOURS 6. SAMUEL GLEN INC, NOT INVESTMENT RELATED, 152 W MOUNTAIN AVE, FT COLLINS, CO 80524, BAR & GRILL, PASSIVE SHAREHOLDER, 36161, <1 HOURS A MONTH HOURS A MONTH, 0 DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-04 |
Reach out to this advisor