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Bruce Morley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-01-14
  • CA RA
    APPROVED
    Since 2009-01-14

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Rancho Santa Fe CA 01/2009 Present
Bank Of America,N.A. Rancho Santa Fe CA 06/2011 Present
  • 01/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Rancho Santa Fe, CA
  • 06/2011 → Present
    Bank Of America,N.A.
    Rancho Santa Fe, CA
Previous Registrations
  • 2007-04-02 → 2009-01-14
    Morgan Stanley & Co. Llc
    Rancho Sante Fe, CA
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rancho Sante Fe, CA
    Rancho Santa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-28
S63 Uniform Securities Agent State Law Examination 1984-04-20
  • S66 Uniform Combined State Law Examination
    2002-01-28
  • S63 Uniform Securities Agent State Law Examination
    1984-04-20
Other Names
  • Bruce Morley
  • Bruce P Morley

View on SEC IAPD

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Other Offices

MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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