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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
NJ RA APPROVED 2002-11-01
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • NJ RA
    APPROVED
    Since 2002-11-01

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Mendham, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Florham Park NJ 03/2008 Present
City National Bank Florham Park NJ 09/2016 Present
  • 03/2008 → Present
    Florham Park, NJ
  • 09/2016 → Present
    City National Bank
    Florham Park, NJ
Other Businesses

(1) SITT ASSET (2 HERALD SQUARE PROJECT); ADDRESS: ONE PENN PLAZA NEW YORK, NY 10116; DESCRIPTION: REAL ESTATE; NOT INVESTMENT RELATED; START: 05/01/2007 CAPACITY: OWNER-PASSIVE; DUTIES: NONE/INVESTOR; HOURS DEVOTED: 0; HOURS DURING SECURITIES HOURS: 0 (2) THE BUSINESS AND RESEARCH CENTER OF GARDEN CITY; ADDRESS: GARDEN CITY, NJ; DESCRIPTION: REAL ESTATE PROPERTY; NOT INVESTMENT RELATED; START: 07/01/2011; CAPACITY: OWNER-PASSIVE; DUTIES: NONE/INVESTOR; HOURS DEVOTED: 0; HOURS DURING SECURITIES HOURS: 0 (3) MIRAB INVESTORS LLC; ADDRESS: 505 PARK AVE, FIFTH FLOOR NEW YORK, NY 10022; DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START: 11/08/2013; CAPACITY: OWNER-PASSIVE; DUTIES: NONE/INVESTOR; HOURS PER WEEK: 0; HOURS DURING SECURITIES HOURS: 0 (4) BALLARD EXPLORATION COMPANY INC; ADDRESS: 1021 MAIN ST STE 2310 HOUSTON, TX 77002; DESCRIPTION: EXPLORATION; NOT INVESTMENT RELATED; START: 11/01/2014; CAPACITY: OWNER-PASSIVE; DUTIES: NONE/INVESTOR; HOURS DEVOTED: 0; HOURS SECURITIES HOURS: 0 (5) 1835 MARKET MM LLC; ADDRESS: 505 PARK AVE 5TH FLOOR NEW YORK, NY 100229; DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START: 02/05/2015; CAPACITY: OWNER-PASSIVE; DUTIES: NONE/INVESTOR; HOURS DEVOTED: 0; HOURS DURING SECURITIES HOURS: 0 (6) COHEN EQUITIES; ADDRESS: 675 THIRD AVENUE STE 2400 NEW YORK, NY 10017; DESCRIPTION: DISTRESSED RETAIL PROPERTY INVESTMENTS; NOT INVESTMENT RELATED; START: 05/20/2014; CAPACITY: OWNER-PASSIVE; DUTIES: NONE/INVESTOR; HOURS DEVOTED: 0; HOURS DURING SECURITIES: 0 (7) T & H HOMES; ADDRESS: 70 EAST WATER ST UNIT 5B TOMS RIVER, NJ 08753; DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START: 07/20/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE/INVESTOR; HOURS DEVOTED: 0; HOURS DURING SECURITIES HOURS: 0 (8) BROADACRES; ADDRESS: 200-400 BRAODACRES & 1455 BROAD STREET, BLOOMFIELD, NJ; DESCRIPTION: INVESTMENT PROPERTY; NOT INVESTMENT RELATED; START: 01/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 30 MINUTES; HOURS DURING SECURITIES HOURS: NONE (9) GALIL MANAGEMENT, LLC; ADDRESS: 1465A FLATBUSH AVE., BROOKLYN, NY 11210; DESCRIPTION: INVESTMENT PROPERTY; NOT INVESTMENT RELATED; START: 12/15/2016; CAPACITY: OWNER-ACTIVE; DUTIES: PASSIVE INVESTOR; HOURS PER WEEK: NONE; HOURS DURING SECURITIES HOURS: NONE; (10) SOMERSET CORPORATE CAMPUS; ADDRESS: 100, 200, 500 SOMERSET CORPORATE CENTER, BRIDGEWATER, NJ 08876; DESCRIPTION: RETAIL PROPERTIES; NOT INVESTMENT RELATED; START: 08/15/2017; CAPACITY: OWNER-PASSIVE; DUTIES: INVESTOR; HOURS: NONE; HOURS DURING SECURITIES HOURS: NONE; (11) LL SI ESPLANADSE, LLC; ADDRESS: 1465A FLATBUSH AVE., BROOKLYN, NY 11210; DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START: 11/01/2017; CAPACITY: INVESTOR-PASSIVE; DUTIES: NONE; HOURS PER MONTH: NONE; HOURS DURING SECURITIES HOURS PER MONTH: NONE; (12) LL MCC EQUITIES, LLC; ADDRESS: 1465A FLATBUSH AVE., BROOKLYN, NY 11210; DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START DATE: 11/01/2017; CAPACITY: INVESTOR-PASSIVE; DUTIES: NONE; HOURS PER MONTH: NONE; HOURS DURING SECURITIES HOURS PER MONTH: NONE (13) NAME: 106 OCEAN AVE Non-Investment Related ADDRESS: 106 OCEAN AVE LAVALETTE NJ 08735 Nature of OBA: RENTAL PROPERTY Capacity: Owner - Passive; Start Date: 07/01/22; Time Devoted: 0 hours; Duties: 1.PROPERTY MANAGEMENT 2. SCOUT FUTURE TENANTS UPON LEASE EXPIRATION (14) Name of Entity: EL ELEGANCE; Non-Investment related Address of Entity: 1700 BEN FRANKLIN DR, A703 SARASOTA FL 34236; Description: Rental Property; Start: 05/01/12; Capacity: Owner: Duties: Rent Collection and Maintenance; Time Devoted - Securities 0 and 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-03
S63 Uniform Securities Agent State Law Examination 1984-06-19
  • S65 Uniform Investment Adviser Law Examination
    1995-04-03
  • S63 Uniform Securities Agent State Law Examination
    1984-06-19

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