Lenore Joan Rostoni

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 04/2017
  Lpl Financial Llc
  San Rafael, CA
• 04/2017 → 11/2017
  National Planning Corporation
  San Rafael, CA
• 11/2017 → Present
  Lpl Financial Llc
  San Rafael, CA

Previous Registrations

• 2017-04-17 → 2017-11-29
  National Planning Corporation
  El Segundo, CA
  San Rafael, CA
• 2013-11-18 → 2017-05-10
  Lpl Financial Llc
  San Rafael, CA
  San Rafael, CA
  Fairfax, CA
• 2010-04-12 → 2013-11-18
  Northwestern Mutual Investment Services, Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

1. 8/28/2018 - Clock Financial Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/19/2017 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-11-18

Designations

• Chartered Financial Consultant

Other Names

• Lenore Oconnor
• Lenore J Argyres
• Lenore O Connor Argyres
• Lenore Oconnor Argyres
• Lenore Joan Oconnor
• Lenore Joan O Connor
• Rostoni Joan O Connor