Frederick H Hosmer Cooke

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-25
NC	RA	APPROVED	2001-12-31

TX RA
APPROVED_RES

Since 2023-04-25
NC RA
APPROVED

Since 2001-12-31

Branch Locations

Emerald Isle, NC • United States

2200 W Main Street Suite 920, Durham, NC 27705 • United States

317 W. Barbee Chapel Road, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Durham	NC	09/1988	Present

09/1988 → Present

Ubs Financial Services Inc.

Durham, NC

Other Businesses

McMannen United Methodist Church / 4102 Neal Road Durham,NC 27705 / Other/ Charities, Cultural, Educational & Political Organisations / church / Member of a committee with management or supervisory functions / / Finance Committee member. Review church budget and monitoe expenses / Start Date 01/01/2015 /Durham Sail and Power Squadron(a chapter of US Power Squadrons) / 4018 Graceview Way Durham,NC 27705 / Association (i.e., Trade or Industry, Sport...)/ Other Boating safety education and fraternal organization / Teach boating certification courses to public and members, social activities, public service activities / Member of a committee with management or supervisory functions / / Lead local organization for the coming year / Start Date 1/21/2017 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-07-12
S63	Uniform Securities Agent State Law Examination	1984-05-04

S65 Uniform Investment Adviser Law Examination

1991-07-12
S63 Uniform Securities Agent State Law Examination

1984-05-04

Other Names

Frederick Hosmer Cooke

View on SEC IAPD