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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED_RES 2020-01-22
NJ RA APPROVED 2011-08-22
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2020-01-22
  • NJ RA
    APPROVED
    Since 2011-08-22

Branch Locations

155 Jericho Turnpike, Floral Park, NY 11001 • United States

526 Union Blvd, West Islip, NY 11795 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Floral Park NY 05/2008 Present
Webster Bank Floral Park NY 09/2021 Present
  • 05/2008 → Present
    Floral Park, NY
  • 09/2021 → Present
    Webster Bank
    Floral Park, NY
Other Businesses

1. 09/02/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date: 09/02/2021. 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-24
S63 Uniform Securities Agent State Law Examination 1984-08-24
  • S65 Uniform Investment Adviser Law Examination
    2004-11-24
  • S63 Uniform Securities Agent State Law Examination
    1984-08-24

View on SEC IAPD

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