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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-22 |
| TX | RA | APPROVED_RES | 2009-06-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | York | PA | 02/1995 | Present |
| Bank Of America, N.A. | York | PA | 12/2009 | Present |
I*44941 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HEATHER BAKER FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: SPRIN GROVE, PENNSYLVANIA 17362 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 6/1/2010 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RAISE MONEY AND AWARENESS OF FAMILIES WITH CANCER IN MEMORY OF HEATHER BAKER I*118385 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Salvation Army-York Citadel Investment related: N Address of business: York, Pennsylvania 17401 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/19/2018 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: serve on the advisory Board of the York Citadel of the Salvation Army. The mission of The Salvation Army is to preach the gospel of Jesus Christ and to meet human needs in His name without discrimination. I will also serve on th programs committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-28 |
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