Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-22 |
| NC | RA | APPROVED | 2002-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilson | NC | 10/1986 | Present |
| Bank Of America,N.A. | Wilson | NC | 06/2011 | Present |
I*93905FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NASH STREET RENTAL HOUSEINVESTMENT RELATED: NADDRESS OF BUSINESS: WILSON, NORTH CAROLINA 27893NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/2/2016NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRIVATELY OWNED RENTAL PROPERTY. MAIN RESPONSIBILITIES ARE TO MANAGE & MAINTAIN THE PROPERTY FOR RENTAL TENANTS. I*8115 For profit or not for profit: Name of outside business organization: Summer Winds A206Investment related: Address of business: Atlantic Beach, North Carolina 28512Nature of business: ,Position, title, association: , Start date of relationship: 4/12/2019Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties: I*2042276, Entity Type, Name of OBA: Summer Winds HOA Board of Directors, Address: Atlantic Beach, NC, 28512, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 01/01/2025, No Hours: 4hrs/Mo, No Hours during trading: 0, Duties: Summer Winds HOA is 220 unit gated community/non-profit entity in Indian Beach, NC that manages the maintenance & operational aspect of the Sumer Winds community. Each unit is individually owned and privately managed by the owner(s). As a board member, I would be part of a governing board that oversees the HOAs management of the community. I*2478282, Entity Type: Fiduciary role Name of OBA: H J. D, Address: Wilson, North Carolina, 27896, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/19/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: power of attorney for spouse I*: 2480303 Entity Type: Fiduciary role Name of OBA: P. D T. Address: Eureka, North Carolina, 27830 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 5/20/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Power of Attorney for siblings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-19 |
Reach out to this advisor