Daniel Edward Crowley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 10/2016
  Investors Capital
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2009 → Present
  Home Depot
  Danvers, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-10-01 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Topsfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Beverly, MA
  Lynnfield, MA
  Lynnfield, MA
• 2003-09-08 → 2004-12-31
  Eastern Point Advisors Inc.

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/27/2016; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES. 2. NAME OF OTHER BUSINESS: HOME DEPOT; INVESTMENT RELATED: NO; ADDRESS: 92 NEWBURY STREET, DANVERS, MA 01923; NATURE OF BUSINESS: HOME IMPROVEMENT; START DATE: 2009; POSITION/TITLE/RELATIONSHIP: OPERATIONS ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40-45 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RETAIL - OPERATIONS ASSOCIATE

Exams

• S66 Uniform Combined State Law Examination
  2003-09-05
• S63 Uniform Securities Agent State Law Examination
  1984-04-25

Other Names

• Dan Crowley