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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-21 |
| PA | RA | APPROVED | 2023-07-19 |
| TX | RA | APPROVED_RES | 2023-06-21 |
Branch Locations
258 Bridge St, Metuchen, NJ 08840 • United States
Union Dale, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sopher Financial Group | Metuchen | NJ | 11/2003 | Present |
| Kestra Investment Services, Llc. | Metuchen | NJ | 04/2016 | 06/2023 |
| Kestra Advisory Services, Llc. | Metuchen | NJ | 04/2016 | 06/2023 |
| Lpl Financial Llc | Metuchen | NJ | 06/2023 | Present |
1) 5/26/2023- Sopher Financial Group, LLC- DBA for LPL Business (entity for LPL business)- Inv. related- At reported business location(s)- start date 1/2/2003- 120hrs/mth 2) 5/26/2023- Non-Variable Insurance- Agent selling Life, Health, Disability, Long Term Care, Fixed Annuities - Inv. related- Metuchen, NJ - start date 1/2/2003- 0hrs 3) 06/20/2023 - Lep Foundation - MillstoneTwp, NJ - Non-Profit Board Member - Boar Member - Start Date 01/02/2013 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-04-25 |
| S65 | Uniform Investment Adviser Law Examination | 1996-12-10 |
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