David Russell Wren

Current Employers

Employment History

• 07/1995 → 09/2021
  Raymond James Financial Services, Inc.
  Saratoga, NY
• 03/2002 → Present
  New York Long Term Care Brokers, Ltd.
  Clifton Park, NY
• 07/2010 → Present
  Arden Holdings, Llc
  Saratoga Springs, NY
• 01/2009 → 09/2021
  Raymond James Financial Services Advisors Inc.
  Saratoga Springs, NY
• 12/2013 → Present
  High Rock Holdings, Llc
  Saratoga Springs, NY
• 10/2021 → Present
  Sovereign Financial Group, Inc.
  Saratoga Springs, NY

Previous Registrations

• 2021-07-08 → 2021-10-11
  Raymond James Financial Services Advisors, Inc
  Saratoga Spring, NY

Other Businesses

1.ARDEN HOLDINGS, LLC"INVESTMENT RELATED:7/2010-PRESENT:SARATOGA SPRINGS, NY:PROPRIETOR/OWNER:RENTAL REAL ESTATE:4 HRS/MO:0 HRS DURING TRADING:OWN PROPERTY JOINTLY WITH MY SPOUSE. 2. Name of Business : New York Long Term Care Brokers Address: Clifton Park, NY Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 09/12/2006 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 1 Description of duties: insurance agent 3.Name of Business : High Rock Holdings, LLC Address: Saratoga Springs, NY Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 12/12/2013 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 5 Description of duties: Support company for office

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-12
• S63 Uniform Securities Agent State Law Examination
  1989-02-13

Designations

Other Names

• David R Wren