Norbert Mac Mindel

Employer firm

Forum Financial Management, LP CRD 145706

$8.69B regulatory AUM 155 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → Present
  Forum Financial Management, Lp
  Lombard, IL

Previous Registrations

• 1998-02-17 → 2009-12-31
  Cetera Investment Advisers Llc
  Lombard, IL

Other Businesses

1) F.A.M. LLC; Investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 07/2002; less than 5 hours per month; less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement. 2) Forum Shared Services; Not investment related; 1900 S. Highland Ave. Suite 100, Lombard, IL 60148; Managed Services Company; Director; 10/01/2020; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement. 3) 7 Guys Office Condo LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; Reale estate entity owning office condominiums; Member; 07/2002; Less than 5 hours per month; Less than 5 hours during securities trading hours; No direct activities, real estate investment. 4) Mindel Corp.; Investment related; Post Office Box 4591, Cave Creek, AZ 85327; Holding entity; President and Sole Shareholder; 2018; Less than 5 hours per month; 0 during securities trading hours; No direct activity, this is a holding entity that holds interest in Forum Financial Management, LP.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-28
• S63 Uniform Securities Agent State Law Examination
  1987-08-05

Designations

• Certified Financial Planner

Other Names

• Norm Mindel
• Norb Mindel
• Norbert Mindel