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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2013-04-26 |
Branch Locations
652 W 6Th St, Erie, PA 16507-1173 • United States
Erie, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Erie | PA | 04/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Erie | PA | 03/2020 | Present |
Real Estate Ownership; Commercial; 652 West 6th Street, , Erie, PA, 16507; Not Investment-Related; 08/15/2014. Business Ownership; Kingdom Tax Services; Owner; Tax Preparation; 652 West 6th Street, , Erie, PA, 16507; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 10 to 19 during trading hours. Board of Directors; Gideons International; Treasurer; Erie, PA, ,; ; 01/01/2014; 1 to 9 hours per month; 0 during trading hours / East Lake Road Alliance Church; Elder; 4500 East Lake RoadErie, PA 16511, ,; ; 01/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Kingdom Advisory Services; Serve as officer and wealth manager; Manage advisory business; 652 West 6th Street, , Erie, PA, 16507; Investment-Related; 04/01/2013; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Kingdom Financial Foundation; Educational Seminars & Charitable Giving; 4028 Magnolia Blossome Drive, , Erie, PA, 16510; Not Investment-Related; 01/01/1999; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-03 |
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