John Edward Baker

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Erie, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Erie, PA

Previous Registrations

• 2005-11-02 → 2013-04-25
  Cetera Wealth Services, Llc
  Frewsburg, NY
  El Segundo, CA
  Erie, PA
• 2004-06-09 → 2005-12-19
  Blue Vase Securities, Llc
  Erie, PA

Other Businesses

Real Estate Ownership; Commercial; 652 West 6th Street, , Erie, PA, 16507; Not Investment-Related; 08/15/2014. Business Ownership; Kingdom Tax Services; Owner; Tax Preparation; 652 West 6th Street, , Erie, PA, 16507; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 10 to 19 during trading hours. Board of Directors; Gideons International; Treasurer; Erie, PA, ,; ; 01/01/2014; 1 to 9 hours per month; 0 during trading hours / East Lake Road Alliance Church; Elder; 4500 East Lake RoadErie, PA 16511, ,; ; 01/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Kingdom Advisory Services; Serve as officer and wealth manager; Manage advisory business; 652 West 6th Street, , Erie, PA, 16507; Investment-Related; 04/01/2013; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Kingdom Financial Foundation; Educational Seminars & Charitable Giving; 4028 Magnolia Blossome Drive, , Erie, PA, 16510; Not Investment-Related; 01/01/1999; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-22
• S63 Uniform Securities Agent State Law Examination
  1986-03-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant