John Mark Ruff

Employer firm

Sowell Management CRD 127145

$4.81B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-21

FL RA
APPROVED

Since 2026-08-21

Branch Locations

Fort Myers, FL • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Naples Ais, Inc.	Estero	FL	09/2008	08/2021
Sowell Managment	Ft. Myers	FL	08/2021	Present

09/2008 → 08/2021

Naples Ais, Inc.

Estero, FL
08/2021 → Present

Sowell Managment

Ft. Myers, FL

Previous Registrations

2008-09-16 → 2021-10-14

Namcoa

Mooresville, NC

Fort Myers, FL
2021-09-02 → 2021-09-02

Sowell Management

Ft. Myers, FL

North Little Rock, AR
2007-02-09 → 2008-09-16

Ubs Financial Services Inc.

Weehawken, NJ

Fort Myers, FL
1992-06-05 → 2007-02-09

Keybanc Capital Markets Inc.

Fort Myers, FL

Fort Myers, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-04
S63	Uniform Securities Agent State Law Examination	1984-04-18

S66 Uniform Combined State Law Examination

2002-11-04
S63 Uniform Securities Agent State Law Examination

1984-04-18

View on SEC IAPD