Carlton Elmer Dixon

Employer firm

Sapere Wealth Management, LLC CRD 119598

$605M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  Sapere Wealth Management, Llc
  Matthews, NC
• 12/2004 → Present
  Sapere Wealth Creation, Llc
  Matthews, NC

Previous Registrations

• 2004-03-16 → 2004-12-15
  Northwestern Mutual Investment Services, Llc
  Charlottesville, VA
• 2003-03-31 → 2004-12-15
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

LIFE INSURANCE AGENT

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-19
• S63 Uniform Securities Agent State Law Examination
  1987-02-18

Designations

• Chartered Financial Consultant

Other Names

• Carl Dixon
• Carlton Elmer Jr Dixon