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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-13 |
Branch Locations
1400 Civic Place Suite 200, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irving | TX | 02/2014 | 09/2022 |
| Morgan Stanley | Southlake | TX | 09/2022 | Present |
*523815 - Kennelbusters; Investment related - No; Dallas, Texas; Recreation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 1; After business hours: 14; Customer Service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-01 |
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