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Robert Chiappetta

Wells Fargo Clearing Services, LLC

Schaumburg, IL

CRD 1254052

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-17
IL RA APPROVED 2008-02-07
  • TX RA
    APPROVED_RES
    Since 2025-07-17
  • IL RA
    APPROVED
    Since 2008-02-07

Branch Locations

425 N Martingale Rd Ste 200, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 50% OWNERSHIP, START 3/1/2013, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-06
S63 Uniform Securities Agent State Law Examination 1995-10-06
  • S65 Uniform Investment Adviser Law Examination
    2008-02-06
  • S63 Uniform Securities Agent State Law Examination
    1995-10-06
Other Names
  • Robert A Chiappetta
  • Robert Albert Chiappetta

View on SEC IAPD

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