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Joseph Thomas Lawlor

Wells Fargo Clearing Services, LLC

Cumming, GA

Douglasville, GA

Fayetteville, GA

Fayetteville, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-22
GA RA APPROVED 2003-04-23
  • TX RA
    APPROVED_RES
    Since 2020-09-22
  • GA RA
    APPROVED
    Since 2003-04-23

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

6300 Arbor Place Blvd, Douglasville, GA 30135 • United States

620 N Jeff Davis Dr, Fayetteville, GA 30214 • United States

830 Glynn St S, Fayetteville, GA 30214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Mableton GA 06/2002 Present
Wells Fargo Advisors Llc Hiram GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hiram GA 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Mableton, GA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Hiram, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Hiram, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-22
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S65 Uniform Investment Adviser Law Examination
    1996-05-22
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18
Other Names
  • Joseph Thomas Jr Lawlor

View on SEC IAPD

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