Lewis Rauter

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-05-18
NJ	RA	APPROVED	2012-05-08

TX RA
APPROVED_RES

Since 2012-05-18
NJ RA
APPROVED

Since 2012-05-08

Branch Locations

70 Main St, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Chatham	NJ	05/2012	Present

05/2012 → Present

Wells Fargo Advisors Financial Network, Llc

Chatham, NJ

Previous Registrations

2009-06-01 → 2012-05-16

Morgan Stanley

Short Hills, NJ
2002-08-20 → 2009-06-01

Citigroup Global Markets Inc.

Short Hills, NJ

Short Hills, NJ

Other Businesses

MARQUIS WEALTH ADVISORS, LLC; INVESTMENT RELATED; CHATHAM,NJ; 25% OWNERSHIP; START 5/1/2012; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 140; FINANCIAL ADVISOR. LWR41 ADVISORS INC., INV RELATED, MORRISTOWN, NJ, 100% OWNERSHIP, START 6/1/2012, 240 HOURS PER MONTH, 140 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-06
S63	Uniform Securities Agent State Law Examination	1984-05-10

S66 Uniform Combined State Law Examination

2012-11-06
S63 Uniform Securities Agent State Law Examination

1984-05-10

Other Names

Lewis William Rauter

View on SEC IAPD