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Current Employers
Horace Mann Investors, Inc.

1 Horace Mann Plaza, Springfield, IL 62715-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-06-16
  • PA RA
    APPROVED
    Since 2017-06-16

Branch Locations

One Horace Mann Plaza, Springfield, IL 62715-0001 • UNITED STATES

500 Market Street Suite 304, Bridgewater, PA 15009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
A.L. Williams Beaver Falls PA 11/1982 Present
Horace Mann Companies Springfield IL 05/1990 Present
Horace Mann Investors, Inc. Springfield IL 07/1990 Present
Horace Mann Investors, Inc. Springfield IL 06/2017 Present
Other Businesses

1. Multiline insurance agent affiliated with Horace Mann Service Corp.; offering property, casualty, health and life products. 2. STONE POINT LANDING ASSCN POSITION: vice-president NATURE: see above INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2013 ADDRESS: 500 Market st, Bridgewater PA 15009, United States DESCRIPTION: Above phone number is for the management groupAs an owner of my office condominium, I was asked to serve as president of the association board as of 12/5/2013. I accepted contingent upon BD approval.this is a non paid volunteer position to run the annual meetings and to interface with the management group- my time exposure should be less than 15hrs per year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-02
S63 Uniform Securities Agent State Law Examination 1984-04-10
  • S65 Uniform Investment Adviser Law Examination
    2017-02-02
  • S63 Uniform Securities Agent State Law Examination
    1984-04-10

View on SEC IAPD

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