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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-20
NY RA APPROVED 2021-04-26
FL RA APPROVED 2020-02-24
NJ RA APPROVED 2020-02-24
PA RA APPROVED 2020-02-24
CT RA APPROVED 2020-02-21
  • NC RA
    APPROVED
    Since 2025-02-20
  • NY RA
    APPROVED
    Since 2021-04-26
  • FL RA
    APPROVED
    Since 2020-02-24
  • NJ RA
    APPROVED
    Since 2020-02-24
  • PA RA
    APPROVED
    Since 2020-02-24
  • CT RA
    APPROVED
    Since 2020-02-21

Branch Locations

380 N. Broadway Suite 206, Jericho, NY 11753 • United States

Delray Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc New York NY 07/2003 Present
  • 07/2003 → Present
    Royal Alliance Associates, Inc
    New York, NY
Other Businesses

1. KEN FEMIANO; YES; 380 N BROADWAY SUITE 206, JERICHO, NY 11753; OWNER/AGENT; 12/30/2010; 4; 4; LIFE, DISABILITY, HEALTH, P&C/AUTO INSURANCE. 2. NEW YORK FINANCIAL PARTNERS POSITION: partner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/04/2005 ADDRESS: 380 N Broadway, Jericho NY 11753, United States DESCRIPTION: administration duties 3. KRF ASSOCIATES POSITION: owner NATURE: Property and Casualty Insurance sales for personal and commerical lines of Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2016 ADDRESS: 124 Makamah RD, Northport NY 11768, United States DESCRIPTION: I solicit for P & C Insuarnce through my business relationships and I'm planning on hiring consulatants who will be able to introduce me to there clients for future business. 4.LOAN POSITION: none NATURE: I'm loaning my son $25,000 for a restaurant he is purchasing. I have NO ownership or any interest in this business. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2021 ADDRESS: 310 Franklin Club Drive, Delray Beach FL 33483, United States DESCRIPTION: none

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-18
S63 Uniform Securities Agent State Law Examination 1986-12-01
  • S66 Uniform Combined State Law Examination
    2020-02-18
  • S63 Uniform Securities Agent State Law Examination
    1986-12-01
Other Names
  • Kenneth R Femiano
  • Kenneth Femiano

View on SEC IAPD

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