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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2005-07-18 |
| TX | RA | APPROVED | 1996-06-14 |
Branch Locations
101 N Us Highway 281, Marble Falls, TX 78654 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 06/1996 | Present |
| Bank Of America, N.A. | Marble Falls | TX | 11/2009 | Present |
DSS NORTH MARBLE FALLS MANAGEMENT, LLC, HWY 281 N MARBLE FALLS, TX 78654, REAL ESTATE/COMMERCIAL LAND TRACT, LIMITED PARTNER, INVESTOR, 3/1/2005, 0HRS MNTH, 0HRS DRNG TRDNG, NOT INVST RLTD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-25 |
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