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Michael Allen Murphy

Oppenheimer & Co. Inc.

Melville, NY

New York, NY

CRD 1252689

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2009-07-01
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2009-07-01

Branch Locations

401 Broadhollow Rd Suite 401, Melville, NY 11747 • United States

85 Broad Street 26Th Flr, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 07/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-20
S63 Uniform Securities Agent State Law Examination 1984-06-13
  • S66 Uniform Combined State Law Examination
    2002-04-20
  • S63 Uniform Securities Agent State Law Examination
    1984-06-13
Other Names
  • Michael A Murphy

View on SEC IAPD

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