Jeffrey Joseph Febbo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2005-10-24

PA RA
APPROVED

Since 2005-10-24

Branch Locations

4030 William Penn Highway, Easton, PA 18045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	10/2005	Present
Cetera Investment Advisers Llc	Schaumburg	IL	10/2005	Present

10/2005 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
10/2005 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2000-02-15 → 2005-10-24

C.J.M. Asset Management, Llc

Pompton Lakes, NJ

Other Businesses

1)DEAL PROPERTIES; INVESTMENT RELATED; PARTNERSHIP WHICH OWNS THE COMMERCIAL BLDG WHICH HOUSE OUR OFFICES.(FINANCIAL PLANNING PRACTICE AND LAW OFFICE); PARTNER; SD:9/85; PARTNERSHIP: GARY G. FEBBO: 2) NAME OF OTHER BUSINESS: FEBBO WEALTH MANAGEMENT, LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 03/2023 ; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PROFESSIONAL / CFP ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND OTHER FINANCIAL SERVICES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-28
S63	Uniform Securities Agent State Law Examination	1984-05-31

S65 Uniform Investment Adviser Law Examination

1999-12-28
S63 Uniform Securities Agent State Law Examination

1984-05-31

View on SEC IAPD