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Leanne Kallstrom Sindell

L & S Advisors, Inc

Los Angeles, CA

Napa, CA

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Current Employers
L & S Advisors, Inc

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-08-14
  • CA RA
    APPROVED
    Since 2012-08-14

Branch Locations

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L & S Advisors, Inc. Los Angeles CA 07/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-13
S63 Uniform Securities Agent State Law Examination 2011-08-04
  • S65 Uniform Investment Adviser Law Examination
    2012-08-13
  • S63 Uniform Securities Agent State Law Examination
    2011-08-04
Other Names
  • Leanne Denise Kallstrom
  • Leanne Sindell

View on SEC IAPD

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