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Christian D Harvey

Robert W. Baird & Co. Incorporated

Towson, MD

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-12-13
  • MD RA
    APPROVED
    Since 2023-12-13

Branch Locations

100 West Road Suite 200, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Baltimore MD 02/1984 01/2020
Jpmorgan Chase Bank, N.A. Towson MD 08/2020 07/2022
J.P. Morgan Securities Llc Towson MD 08/2020 07/2022
Unemployed Cockeysville MD 02/2020 07/2020
Robert W Baird & Co. Incorporated Baltimore MD 09/2022 Present
  • 02/1984 → 01/2020
    Deutsche Bank Securities Inc
    Baltimore, MD
  • 08/2020 → 07/2022
    Jpmorgan Chase Bank, N.A.
    Towson, MD
  • 08/2020 → 07/2022
    J.P. Morgan Securities Llc
    Towson, MD
  • 02/2020 → 07/2020
    Unemployed
    Cockeysville, MD
  • 09/2022 → Present
    Robert W Baird & Co. Incorporated
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2020-10-01
  • S65 Uniform Investment Adviser Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2020-10-01
Other Names
  • Chris Harvey
  • C D Harvey
  • Christian Douglas Harvey

View on SEC IAPD

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