Angel Louis Ventura

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2018-05-22

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2018-05-22

Branch Locations

Pico Rivera, CA • United States

2400 E Katella Avenue Suite 800, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life	Los Angeles	CA	01/1982	Present
Nylife Securities Inc.	Santa Fe Springs	CA	01/1984	Present
Louis Ventura Insurance & Financial Services	La Palma	CA	04/2008	Present
Eagle Strategies Llc	New York	NY	06/2009	Present

01/1982 → Present

New York Life

Los Angeles, CA
01/1984 → Present

Nylife Securities Inc.

Santa Fe Springs, CA
04/2008 → Present

Louis Ventura Insurance & Financial Services

La Palma, CA
06/2009 → Present

Eagle Strategies Llc

New York, NY

Other Businesses

APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS DBA LOUIS VENTURA INSURANCE & FINANCIAL SERVICES. INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-04

S63 Uniform Securities Agent State Law Examination

1994-03-04

Designations

Chartered Financial Consultant

View on SEC IAPD