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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-10 |
| NY | RA | APPROVED | 2023-06-29 |
| FL | RA | APPROVED | 2023-06-08 |
Branch Locations
6 Executive Park Drive, Suite A, Clifton Park, NY 12065 • United States
29640 N 114Th Lane, Peoria, AZ 85383 • United States
Fort Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dba - Empire Asset Management Group, Llc | Albany | NY | 08/2002 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2015 | Present |
| Advisornet Financial Inc, Dba Advisornet Wealth Partners - Crd # | Minneapolis | MN | 09/2015 | Present |
| Empire Asset Manage Group Of Western New York | Clifton Park | NY | 03/2021 | Present |
| Me360 | Fort Myers | FL | 01/2017 | Present |
| Cetera Advisors Llc | St Cloud | MN | 03/2023 | Present |
| Ccr Wealth Management | Clifton Park | NY | 01/2023 | Present |
| 6 Epd Ventures Llc | Clifton Park | NY | 06/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
1. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 9/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADVISORY REPRESENTATIVE DUTIES 2. NAME OF OTHER BUSINESS: DBA - EMPIRE ASSET MANAGEMENT GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY/INSURANCE START DATE: 8/2002 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PRESIDENT/OWNER. 3. NAME OF OTHER BUSINESS: EMPIRE ASSET MANAGE GROUP OF WESTERN NEW YORK; INVESTMENT RELATED: YES; ADDRESS: 6 EXECUTIVE PARK DE. SUITE A CLIFTON PARK NY 12065 NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: MAINTAIN CLIENT RELATIONSHIPS AND CREATE NEW BUSINESS OPPORTUNITIES; 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2015 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, AND LONG TERM CARE 6. NAME OF OTHER BUSINESS: ABELSON AND COMPANY, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: 6 EPD VENTURES LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE ; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / LANDLORD ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: RENTAL BUILDING MANAGEMENT ; 8. NAME OF OTHER BUSINESS: ME360; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CORPORATE CONSULTING; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: SENIOR CORPORATE CONSULTANT; APX NUMBER OF HOURS PER WEEK: 4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: CONSULTING, COACHING, AND HR TRAINING/DEVELOPMENT. 9. NAME OF OTHER BUSINESS: ALBANY GUARDIAN SOCIETY INVESTMENT RELATED: NO ADDRESS: 14 CORPORATE WOODS BLVD., ALBANY NY 12111 NATURE OF BUSINESS: NON-PROFIT THAT SUPPORTS SENIOR SOCIAL PROGRAMS AND AGING START DATE: 7/2015 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER. 10. NAME OF OTHER BUSINESS: BACK 9 PPRODUCTIONS INVESTMENT RELATED: No ADDRESS: 8634 MERCADO CRT FORT MYERS, FL 33912; NATURE OF BUSINESS: BOOK AUTHOR, LECTURING, APPAREL SALES; START DATE: 05/15/2026 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: AUTHOR, LECTURER, SALES, SUPPORT AND GUIDANCE TO READERS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-18 |
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