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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-02
  • PA RA
    APPROVED
    Since 2016-09-02

Branch Locations

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

2730 Dekalb Pike, Norristown, PA 19401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Lancaster PA 09/2015 11/2016
Wells Fargo Clearing Services, Llc Lancaster PA 11/2016 Present
Previous Registrations
Other Businesses

MONTGOMERY COUNTY REPUBLICAN COMMITTEE, WHITEMARSH TOWNSHIP EAST-1 DISTRICT; NOT INV. RELATED; COMMITTEEMAN; START 11/2019; 8 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, PROVIDE NEIGHBORS WITH CANDIDATE INFORMATION FOR ELECTION DAY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-23
  • S63 Uniform Securities Agent State Law Examination
    1984-04-23
Other Names
  • John L Williams

View on SEC IAPD

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