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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-11-30 |
Branch Locations
4750 Venture Dr Ste 150, Ann Arbor, MI 48108 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Ann Arbor | MI | 01/2006 | 11/2018 |
| Ameriprise Financial Services Inc | Howell | MI | 11/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Ann Arbor | MI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-29 |
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