Frank Mcnair Sims

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 11/2018
  Stifel Nicolaus & Co., Inc.
  Ann Arbor, MI
• 11/2018 → 03/2020
  Ameriprise Financial Services Inc
  Howell, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Ann Arbor, MI

Previous Registrations

• 2007-11-15 → 2018-12-13
  Stifel, Nicolaus & Company, Incorporated
  Ann Arbor, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-14
• S63 Uniform Securities Agent State Law Examination
  1984-05-29

Other Names

• Frank Mcnair Sims
• Frank Sims
• Frank Mcnair Sims