William Brian Groner

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 03/2023
  Lincoln Financial Securities Corporation
  Charlotte, NC
• 03/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2001-12-31 → 2023-03-01
  Osaic Fs, Inc.
  Wilmington, NC
  Raleigh, NC
  Raleigh, NC
  Apex, NC
  Charlotte, NC

Other Businesses

1. WEALTHPLAN FINANCIAL GROUP, LLC DBA, 3540 Toringdon Way, Suit 200, Charlotte NC, 2/2023, USING A TRADE NAME/DBA FOR FINANCIAL SERVICERS, VICE PRESIDENT, INV REL, 80 HR/MO - 80 HR TRADING 2. CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 3/2023 / IAR AFFILIATION / INV REL / 160 HR/MO - 120 HR TRADING 3. KEY FINANCIAL CONCEPTS, 333 Anchor Beam Court, Holly Springs NC 27540, United States, 03/2023, Owner, Marketing, NIR, 4 HR/MO 1 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-23
• S63 Uniform Securities Agent State Law Examination
  1998-08-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Brian Groner
• William Brian Groner
• W Brian Groner