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Principal Securities, Inc. CRD 1137
$17.0B regulatory AUM 1,717 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| GA | RA | APPROVED | 2007-09-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jenkins Financial Group | Newnan | GA | 07/1999 | Present |
| Principal Securities Inc | Newnan | GA | 03/2016 | Present |
**NEVAEH PROPERTIES, INC 8/07-PRESENT, GA, CO-OWNER OF BUSINESS WITH WIFE, WE OWN & MANAGE RENTAL PROPERTIES. **JENKINS & ASSOCIATES, INC, GA, 11/1997-PRESENT, VICE PRESIDENT, MARKET HEALTH & NON-VARIABLE LIFE INSURANCE PRODUCTS. **FIXED INSURANCE, LIFE, DI, ANNUITIES, GROUP/INDIVIDUAL/SUPPLEMENTAL HEALTH, LTC, ANCILLIARY PRODUCTS, 8/12/15.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-14 |
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