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Westport, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-07 |
| NY | RA | APPROVED | 2022-07-22 |
| FL | RA | APPROVED | 2020-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | Sarasota | FL | 06/2015 | 07/2021 |
| Eagle Wealth Advisors | New York | NY | 10/2019 | Present |
1) Eagle Wealth Advisors LLC located at 171 Columbia Heights, Unit 2A, Brooklyn, NY 11201; Investment Advisory Firm; Investment Related; CEO/CCO/Investment Advisor; Start Date: 10/2019; 160 hours per month are devoted to the business; 140 hours per month are utilized during securities trading hours. 2) Michael Riotto Design LLC located at 9-03 44th Road, Queens, Long Island City, NY 11101; Commercial Lighting Company; Not Investment Related; Business Development; Start Date: 02/2019; Approximately 45 hours or less per month are devoted to this business; Approximately 20 hours per month are utilized during securities trading hours. 3) Brooklyn Heights Production LLC, which has no physical location; Theatre and Musical Production Company; Not Investment Related; CEO; Start Date: 01/2024; Approximately 27 hours or less per month are devoted to this business; Approximately 10 hours per month are utilized during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-18 |
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