James Edward Bashaw

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 03/2022
  International Assets Advisory
  Orlando, FL
• 10/2014 → 03/2022
  International Assets Investment Management, Llc
  Houston, TX
• 03/2022 → Present
  Independent Financial Group, Llc
  Houston, TX
• 01/2024 → Present
  Funeralnegotiators.cOm
  N/A, TX

Previous Registrations

• 2016-01-07 → 2022-04-12
  International Assets Investment Management, Llc
  Orlando, FL
  Houston, TX
  Houston, TX
• 2015-04-01 → 2015-12-31
  International Assets Investment Management, Llc
  Houston, TX
  Orlando, FL
• 2014-09-29 → 2014-10-09
  B. Riley Wealth Management
  Houston, TX
• 2001-11-20 → 2014-10-03
  Lpl Financial Llc
  Georgetown, TX
  Round Rock, TX
  Austin, TX
  Richmond, TX
  Kingwood, TX
  Houston, TX
  Mckinney, TX
  Lake Jackson, TX
• 2005-06-17 → 2013-07-10
  James E.BAshaw & Co.
  Houston, TX
  Houston, TX

Other Businesses

(1) JAMES E. BASHAW & CO. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2001 ADDRESS: 5701 Woodway Drive #330, Houston TX 77057 DESCRIPTION: DBA for marketing purposes (2) REFERRAL SERVICES POSITION: Independent Contractor NATURE: Referral Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 504 Asbury St., Houston TX 77007 DESCRIPTION: Referrals to Commerce bank (3) BSK LEASE MANAGEMENT POSITION: Owner NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 504 Asbury St., Houston TX 77007 DESCRIPTION: Hunting camp (4) CATHOLIC ENDOWMENT FOUNDATION OF GALVESTON HOUSTON POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 1700 San Jacinto, Houston TX 77002 DESCRIPTION: Provide board level oversight/advice (5) HOUSTON LIVESTOCK SHOW AND RODEO POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2000 ADDRESS: 504 Asbury, Houston TX 77007 DESCRIPTION: Provide scholarships (6) CATHOLIC CHARITES POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 2900 Louisiana St, Houston TX 77006 DESCRIPTION: Advisory director/volunteer (7) AUTHOR, JEB BASHAW POSITION: Author NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 504 Asbury St., Houston TX 77077 DESCRIPTION: Write & publish books. (8) JEB & CO. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2001 ADDRESS: 5701 Woodway Drive #330, Houston TX 77057 DESCRIPTION: DBA for marketing purposes (9) NOTARY POSITION: Independent Contractor NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/01/2001 ADDRESS: 5701 Woodway Drive #330, Houston TX 77057 DESCRIPTION: Notary Services (10) SIGNUP RX SOLUTIONS LLC POSITION: Independent Contractor NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HRS: 0 START DATE: 02/15/2024 ADDRESS: 504 Asbury, Houston TX 77007 DESCRIPTION: Consulting to businesses on drug plans for employees (11) POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 01/25/2024 ADDRESS: 504 Asbury, Houston TX 77007 DESCRIPTION: Perform marriages THE DOCTORS ADVISOR POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HRS: 2 START DATE: 12/03/2024 ADDRESS: 5701 Woodway Drive #330, Houston TX 77057 DESCRIPTION: Marketing to doctors through an IFG approved platform FUNERALNEGOTIATORS.COM POSITION: Independent Contractor NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HRS: 0 START DATE: 01/31/2024 ADDRESS: 504 Asbury, N/A, Houston TX 77007 DESCRIPTION: commission from funeral planning

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-12
• S63 Uniform Securities Agent State Law Examination
  1984-06-26

Other Names

• Jeb Bashaw