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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-10-05 |
| TX | RA | APPROVED | 2009-10-05 |
Branch Locations
30100 Chagrin Blvd Ste 180, Pepper Pike, OH 44124-5705 • United States
Cleveland, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mayfield | OH | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Beachwood | OH | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Pepper Pike | OH | 03/2020 | Present |
Other Business Activities; Survey; Surveys; 580 Hanford DrHighland Hts, OH 44143, ,; Not Investment-Related; 06/24/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-29 |
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