Mark Jay Wagner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → Present
  Pavez Insurance
  Corona, CA
• 01/2011 → Present
  Rmc Financial Services
  Mission Viejo, CA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Mission Viejo, CA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Mission Viejo, CA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Mission Viejo, CA
  Lafayette, CA
  Lafayette, CA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Mission Viejo, CA
  Havertown, PA
  Walnut Creek, CA
• 2006-03-29 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Mission Viejo, CA
  Mission Viejo, CA

Other Businesses

1. HIGH SCHOOL BASEBALL COACH, 22082 TERESA, MISSION VIEJO, CA, NOT INV-REL, START 2/2013, 25 HRS/MO, 0 HRS....... 2. RMC FINANCIAL SERVICES/OWNER/INVESTMENT RELATED-YES/22082 TERESA, MISSION VIEJO, CA/1-20-2011/10/1/PROVIDE MEDICAL OR LIFE INSURANCE TO CLIENTS. 3. RMC FINANCIAL SERVICES POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2006 ADDRESS: 22082 Teresa, Mission Viejo CA 92692, United States DESCRIPTION: manage client accounts, sales, and marketing of investment products 4. EL TORO HIGH SCHOOL POSITION: Freshman baseball Coach NATURE: W2 employee INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2025 ADDRESS: 25255 Toledo Way, Lake Forest CA 92630, United States DESCRIPTION: coaching high school freshman baseball

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-28
• S63 Uniform Securities Agent State Law Examination
  2000-01-10

Other Names

• Mary Jay Wagner