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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 12/2014 08/2023
Minnesota Life St. Paul MN 12/2014 08/2023
Renaissance Financial St. Louis MO 12/2014 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2014 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 12/2014 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 12/2014 → Present
    Renaissance Financial
    St. Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-01-15 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: December 2014 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. GREAT RIVERS HABITAT ALLIANCE POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: , St Louis MO , United States DESCRIPTION: Advisory Board 3. MERCY SOUTH POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: , St Louis MO , United States DESCRIPTION: Advisory Board 4. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: December 2014 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 5. AON SERVICE CORPARATION POSITION: former employee NATURE: Former employee over 5 years ago INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2014 ADDRESS: 200 E Randolph St, Chicago IL 60601, United States DESCRIPTION: Aon is my prior employer and the payments i receive from them are payments from a nonqualified deferred compensation plan. I perform no duties with them and have no obligations to them. The payments will continue through 2024 6. OLD WARSON COUNTRY CLUB POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 9681 Old Warson Road, St. Louis MO 62124, United States DESCRIPTION: Long Range Planning Committee 7. NAME OF OTHER BUSINESS: NATIONAL ASSOCIATION OF TAX PORFESSIONALS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORKING; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECEIVE NEWSLETTERS AND UPDATES ON INCOME TAX ISSUES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-09
S63 Uniform Securities Agent State Law Examination 1984-04-10
  • S65 Uniform Investment Adviser Law Examination
    2015-01-09
  • S63 Uniform Securities Agent State Law Examination
    1984-04-10
Designations

View on SEC IAPD

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