Michael Joseph Davern

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Exemplar Tax & Accounting
  Crystal Lake, IL
• 06/2014 → 10/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2018 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2014-06-10 → 2018-10-30
  Cetera Wealth Services, Llc
  Crystal Lake, IL
  Lake Zurich, IL
• 2003-03-11 → 2014-06-12
  Cetera Investment Advisers Llc
  Arlington Hts, IL
  Lake Zurich, IL
  Arlington Heights, IL

Other Businesses

1) 10/19/2018 - Michael Davern - Inv Related - At Reported Business Location(s) - Start date: 05/2014 - 4 Hrs/Mth - 0 Hrs During Trading. 2) 05/27/2025 - Intuit Inc - Investment Related - Outside/W-2 Employment - At Reported Business Location(s) - Start Date:09/01/2025 - 30 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-04
• S63 Uniform Securities Agent State Law Examination
  1987-04-21