David Kent Utterback

Employer firm

Schamberger, Greylak & Utterback Wealth Management, LLC CRD 319298

$236M regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1990 → Present
  Lpl Financial Llc
  La Crosse, WI
• 03/2022 → Present
  Schamberger, Greylak & Utterback Wealth Management, Llc
  Lacrosse, WI

Other Businesses

1. 03/03/2022 - Schamberger, Greylak & Utterback, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2022 - 80 Hours Per Month/80 Hours During Securities Trading. 2. 11/02/2022 - Schamberger, Greylak & Utterback Wealth Management, LLC - DBA: SGU Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 07/01/2022 - 100 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Schamberger, Greylak & Utterback Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/08/2024 - Next Portage Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/28/2024 - 1 Hour Per Month/ During Trading 4. Insurance Licensed Life and Health

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-24
• S63 Uniform Securities Agent State Law Examination
  1986-03-21

Designations

• Certified Financial Planner