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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-12 |
| MO | RA | APPROVED | 2020-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Columbia | MO | 10/1983 | 04/2020 |
| Nicklas Financial | Jefferson City | MO | 05/1988 | Present |
| Securities America Inc. | Jefferson City | MO | 10/2005 | 04/2020 |
| Securities America Advisor Inc. | Jefferson City | MO | 10/2005 | 04/2020 |
| Lpl Financial Llc | Jefferson City | MO | 04/2020 | Present |
1) 04/13/2020 - Nicklas Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)04/13/2020 - Real Estate Rental - Owner - inv rel - San Fernando, CA - start: 12/2017
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-06 |
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